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ADVANTAGE PROXY |
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- Our Experience is Your Advantage - |
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It is the responsibility of the Commission to interpret federal securities laws; issue new rules and amend existing rules; oversee the inspection of securities firms, brokers, investment advisers, and ratings agencies; oversee private regulatory organizations in the securities, accounting, and auditing fields; and coordinate US securities regulation with federal, state, and foreign authorities. Following are links to the most recent SEC rule changes and the full text of the Securities Exchange Acts. |
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SEC Staff Bulletin on Rule 14a-8 - Shareholder Proposals - October 2011 SEC Adopts Rule 14a-8 Facilitating Shareholder Director Nominations - September 2011 US Court of Appeals for DC Circuit Vacates SEC Rule 14-A - July 2011 SEC Adopts Rules for Say-on-Pay and Golden Parachute Compensation as Required Under Dodd-Frank Act - January 2011 Adoption of Updated Edgar Filer Manual - January 2011 Stay Issued on Rule 14a-11 Facilitating Shareholder Director Nominations - October 2010 SEC Final Rule 14a-11 Facilitating Shareholder Director Nominations - August 2010 SEC Correction - Final Rule on Proxy Disclosure Enhancements - February 2010 Amendments to Rules Requiring Internet Availability of Proxy Materials - February 2010 Shareholder Approval of Executive Compensation of TARP Recipients - January 2010 Proxy Disclosure Enhancements - December 2009 Notice and Access - Internet Availability of Proxy Materials - August 2007 |
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