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NASDAQ

NASDAQ
The NASDAQ Rule Series 5000 contains rules related to the qualification, listing and delisting of Companies on the Nasdaq Stock Market.  Issuers listed on NASDAQ must must meet the qualitative requirements outlined in the NASDAQ Rule 5600 Series - Corporate Governance Requirements.  These requirements include rules relating to a Company's board of directors, including audit committees and Independent Director oversight of executive compensation and the director nomination

NASDAQ

process; code of conduct; shareholder meetings, including proxy solicitation and quorum; review of related party transactions; and shareholder approval, including voting rights. Exemptions to these rules, including phase-in schedules, are set forth in Rule 5615

NASDAQ Listed Company Manual

NASDAQ Corporate Governance Rules & The Interpretative Process

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